Investigations and the Disciplinary Process

$50.00

Speakers: Ana Maria De Alba & Ana L. Pereira

September 25th, 2013 – 1:00 p.m. EST (English)

Companies need to demonstrate that they take non-compliance with policy seriously and respond accordingly. Failure to reprimand individuals and failure to abide by policy may be interpreted by regulators as evidence that the Company tone tolerates non-compliance. Implementing a solid investigation process that is a fair and consistent by ensuring like treatment for like violations.

SKU: 006

Investigations and the Disciplinary Process

Speakers: Ana Maria De Alba & Ana L. Pereira

September 25th, 2013 – 1:00 p.m. EST (English)

Companies need to demonstrate that they take non-compliance with policy seriously and respond accordingly. Failure to reprimand individuals and failure to abide by policy may be interpreted by regulators as evidence that the Company tone tolerates non-compliance. Implementing a solid investigation process that is a fair and consistent by ensuring like treatment for like violations.