Ethics Compliance FCPA
CSMB has deep expertise in all areas related to Ethics and FCPA. The firm conducts investigations into alleged violations of laws, allegations of bribery and financial mismanagement including kickbacks, money laundering, internal control lapses and other financial improprieties. Our professionals bring diverse and relevant experience to conduct assessments, train personnel, and where necessary find and interpret the evidence required to investigate harassment, ethical violations, FCPA violations, and fraud.
If your organization is a victim of fraud, corruption, or other misconduct, CSMB can assist by performing an investigation to assess the magnitude of the malfeasance, to quantify and qualify the impropriety, and to help identify the responsible party(ies). Furthermore, CSMB’s professionals are well versed in conducting such investigations while preserving valuable documentary and digital evidence, implementing internal controls and remediation, and preparing reports of findings for internal use or to support civil or criminal proceedings. Our combined experience in investigative and financial issues allows us to separate deceptions from facts and find the underlying cause of fraud schemes. Our team provides assessments of implemented programs and systems of internal control, identifying potential vulnerabilities and recommending modifications to reduce risks.
Our general methodology for assisting organizations with expert advise on Ethics and Compliance matters consists of multiple stages including:
Expert Regulatory Compliance Advice on the following programs:
- Anti-Bribery – FCPA, UK Bribery Act
- Code of Conduct
- Dodd-Frank Act
- Privacy – GLBA
- Whistleblower Protection Act
- Ethics, Internal Controls, and Compliance Assessments